ICA Advanced Certificate in Business Compliance (2024 cohort)
- Status:new season starts on March 20, 2024
- Duration:20 March - 27 October
- Language: English
- Fee for EBA members:£1,559.42 - a special price for EBA members with a promo code that will be sent after your registration; ICA membership fee is to be paid separately (£97). The fee is set by ICA, payment shall be made via ICA online platform.
- Place: ICA interactive online learning platform, Zoom, BARCO
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ICA Advanced Certificate in Business Compliance (2024 cohort). Date: 20 March2024. Time: 00:00 23:59. Language: English. Place: ICA interactive online learning platform, Zoom, BARCO. EBA Compliance Department, Management Development Centre jointly with the International Compliance Association (ICA) and in partnership with Vasil Kisil and Partners continue cooperation in terms of launching the ICA Advanced Certificate in Business Compliance. This unique program will provide you with an opportunity to gain invaluable experience from respectful foreign trainers as well as to affirm your competence and knowledge as a highly qualified specialist in the field of business compliance.
About ICA
ICA is the leading professional body for the global regulatory and financial crime compliance community. Since 2001, ICA has enhanced the knowledge, skills and behavior of over 160,000 professionals in 152 countries either through their internationally recognized portfolio of professional qualifications (awarded in association with Alliance Manchester Business School, the University of Manchester) or through accredited in-company training.
About the programme
The Advanced Certificate in Business Compliance has been designed:
to equip compliance professionals in any sector with the skills and tools to carry out their role with confidence;
to help you to understand the importance of compliance as a business enabler;
to explore the influences you need to be aware of and how these influences have shaped regulatory activity;
to evaluate the roles of the compliance function and the skills you need to be more effective and you will discover how to implement effective alert and responsive systems to minimize risk at your firm;
to gain a solid understanding of the regulatory environment;
to learn how to implement best practice;
to obtain actionable knowledge and practical skills in risk management and compliance in business;
to benefit from the international expertise of ICA trainers as well as the sharing of ideas with your peers;
to gain a globally recognized certificate, awarded in association with the prestigious Alliance Manchester Business School, the University of Manchester
Target audience:
Heads of Legal, Heads of Compliance, Compliance Officers
Employees who have compliance responsibilities
Employees with management responsibility for compliance
Anyone who is eager to broaden and deepen their compliance knowledge and skills
Format of the programme:
The course starts on 18 March 2024
The course level - Intermediate
Six-month course assessed by written assignment
Delivered in English
Videos covering the latest industry developments and case studies
Welcome and Getting Started (online) 20 March 2024 (13:00 pm - 14:00pm UK time)
Virtual Classroom – 30 April 2024 (14:30pm -17:30pm UK time)
Immersive Scenario (online) – 30 May 2024 (9:30am – 12:30pm UK time, BARCO) – a powerful experience putting you at the centre of a story
Group Tutorial (online) - 06 June 2024 (14:30pm – 15:30 pm UK time)
Assessment Preparation (online) – 15 July 2024 (9:30am -10:30am UK time)
Scenario Based Questions – 29 July 2024 till 2 August 2024 (any time is available within this period of time)
Written Assignment – 12 August 2024 (results on 25 October 2024)
Access to the ICA members’ portal containing additional reading and resources
Proactive support throughout the course to help you stay on track
Recommended study-time per week: 6 hours
Syllabus:
Topic 1: Compliance in Business
Introduction including some definitions
Historical issues
International issues/impacts/conventions/contexts
Laws, regulations and guidance
Best practices
Topic 2: Compliance in Practice
The history of the compliance function
Governance, risk and compliance – what is it?
Effective compliance and adequate procedures
Governance best practices
Stakeholder relationship management
Building a compliance framework
The role of the Compliance Function
History of the Compliance Function
Pre-requisites for an effective compliance function
Topic 3: The role and objectives of the Compliance Officer
Duties, responsibilities and behaviours of a compliance officer
Drafting compliance reports
Communications and training
Outsourcing of compliance arrangements
Topic 4: Risk Management
Overview and regimes
Categories of risk
Effective alert systems
Response mechanisms
Topic 5: Compliance Topics, Improvement and Advantage
Bribery and corruption
Intellectual property
Competition and anti-trust
Data protection and information security
Labour laws
Conflicts of interest
AML / fraud / sanctions
Emerging trends and international perspectives
Review, challenge and improve
Competitive advantage
Speakers. Peter Tromans. Peter is a widely experienced financial services professional with a teaching certification. He has worked across different geographies and a breadth of topics within regulation, audit and risk within the world of finance including in London, Mexico City and Hong Kong. He has worked with a large global bank and at the UK financial regulator, the Financial Services Authority/Financial Conduct Authority.
Subjects taught include AML, financial crime compliance, regulation, governance and compliance up to diploma level.. You can send a question to:. Contact person:. Iryna Shevchuk, Tetiana Samorai. E-mail [email protected], [email protected]. Contact Phone. +380 (44) 496 06 01.
About the Programme
EBA Compliance Department, Management Development Centre jointly with the International Compliance Association (ICA) and in partnership with Vasil Kisil and Partners continue cooperation in terms of launching the ICA Advanced Certificate in Business Compliance. This unique program will provide you with an opportunity to gain invaluable experience from respectful foreign trainers as well as to affirm your competence and knowledge as a highly qualified specialist in the field of business compliance.
About ICA
ICA is the leading professional body for the global regulatory and financial crime compliance community. Since 2001, ICA has enhanced the knowledge, skills and behavior of over 160,000 professionals in 152 countries either through their internationally recognized portfolio of professional qualifications (awarded in association with Alliance Manchester Business School, the University of Manchester) or through accredited in-company training.
About the programme
The Advanced Certificate in Business Compliance has been designed:
- to equip compliance professionals in any sector with the skills and tools to carry out their role with confidence;
- to help you to understand the importance of compliance as a business enabler;
- to explore the influences you need to be aware of and how these influences have shaped regulatory activity;
- to evaluate the roles of the compliance function and the skills you need to be more effective and you will discover how to implement effective alert and responsive systems to minimize risk at your firm;
- to gain a solid understanding of the regulatory environment;
- to learn how to implement best practice;
- to obtain actionable knowledge and practical skills in risk management and compliance in business;
- to benefit from the international expertise of ICA trainers as well as the sharing of ideas with your peers;
- to gain a globally recognized certificate, awarded in association with the prestigious Alliance Manchester Business School, the University of Manchester
Target audience:
- Heads of Legal, Heads of Compliance, Compliance Officers
- Employees who have compliance responsibilities
- Employees with management responsibility for compliance
- Anyone who is eager to broaden and deepen their compliance knowledge and skills
Format of the programme:
- The course starts on 18 March 2024
- The course level – Intermediate
- Six-month course assessed by written assignment
- Delivered in English
- Videos covering the latest industry developments and case studies
- Welcome and Getting Started (online) 20 March 2024 (13:00 pm – 14:00pm UK time)
- Virtual Classroom – 30 April 2024 (14:30pm -17:30pm UK time)
- Immersive Scenario (online) – 30 May 2024 (9:30am – 12:30pm UK time, BARCO) – a powerful experience putting you at the centre of a story
- Group Tutorial (online) – 06 June 2024 (14:30pm – 15:30 pm UK time)
- Assessment Preparation (online) – 15 July 2024 (9:30am -10:30am UK time)
- Scenario Based Questions – 29 July 2024 till 2 August 2024 (any time is available within this period of time)
- Written Assignment – 12 August 2024 (results on 25 October 2024)
- Access to the ICA members’ portal containing additional reading and resources
- Proactive support throughout the course to help you stay on track
- Recommended study-time per week: 6 hours
Syllabus:
Topic 1: Compliance in Business
- Introduction including some definitions
- Historical issues
- International issues/impacts/conventions/contexts
- Laws, regulations and guidance
- Best practices
Topic 2: Compliance in Practice
- The history of the compliance function
- Governance, risk and compliance – what is it?
- Effective compliance and adequate procedures
- Governance best practices
- Stakeholder relationship management
- Building a compliance framework
- The role of the Compliance Function
- History of the Compliance Function
- Pre-requisites for an effective compliance function
Topic 3: The role and objectives of the Compliance Officer
- Duties, responsibilities and behaviours of a compliance officer
- Drafting compliance reports
- Communications and training
- Outsourcing of compliance arrangements
Topic 4: Risk Management
- Overview and regimes
- Categories of risk
- Effective alert systems
- Response mechanisms
Topic 5: Compliance Topics, Improvement and Advantage
- Bribery and corruption
- Intellectual property
- Competition and anti-trust
- Data protection and information security
- Labour laws
- Conflicts of interest
- AML / fraud / sanctions
- Emerging trends and international perspectives
- Review, challenge and improve
- Competitive advantage
Trainers
Peter Tromans
Peter is a widely experienced financial services professional with a teaching certification. He has worked across different geographies and a breadth of topics within regulation, audit and risk within the world of finance including in London, Mexico City and Hong Kong. He has worked with a large global bank and at the UK financial regulator, the Financial Services Authority/Financial Conduct Authority. Subjects taught include AML, financial crime compliance, regulation, governance and compliance up to diploma level.
Peter Tromans
Partners
You can send a question to:
+380 (44) 496 06 01
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